![]() You are also required to complete the WME (Wealth Management Essentials) course within 30 months. After completing these requirements, your registration gets confirmed and you can start advising and trading on individual securities and will be under a period of supervision for 6 months. If you complete the CSC you would be qualified to sell mutual funds, but if you want to go on and sell individual securities on a retail basis you will also need to complete the CPH (Conducts and Practices Handbook), and a 90 day training course. The completion of the CSC is sometimes listed as a requirement for many jobs even for those who do not aspire to a front line role (dealing directly with clients) since it covers a fairly broad body of knowledge about the basics of the capital markets. (There is an alternative path for those who only want to be involved with mutual funds, which I will cover in a future part of this series). ![]() ![]() The CSC (Canadian Securities Course) is pretty much the entry point into the financial services for the vast majority of people. I’ve decided to write an ongoing series on the various designations and courses out there so that investors (and aspiring advisors) can wade through the alphabet soup… The CSC (Canadian Securities Course) Take a read, because it’s an interesting topic – I’m pretty sure you could put the whole alphabet behind your name in this industry. ![]() Reader Marianne emailed me a link to an article Rob Carrick (of The Globe & Mail) wrote titled “ Learning what those fancy letters mean to your financial future“. ![]()
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